Regional Sustainability ›› 2026, Vol. 7 ›› Issue (3): 100352.doi: 10.1016/j.regsus.2026.100352
• Research article • Previous Articles Next Articles
FAN Zhitaoa,b, DONG Fawuc, LIU Dongweia,b,*(
), LI Bingjieb, QU Zhichengb, YAO Shunyub, SU Xiashub, WANG Lixinb
Received:2025-05-14
Revised:2025-11-15
Accepted:2026-05-07
Published:2026-06-30
Online:2026-05-22
Contact:
*E-mail address: liudw@imu.edu.cn (LIU Dongwei).
FAN Zhitao, DONG Fawu, LIU Dongwei, LI Bingjie, QU Zhicheng, YAO Shunyu, SU Xiashu, WANG Lixin. Estimates of grassland carbon storage using machine-learning models[J]. Regional Sustainability, 2026, 7(3): 100352.
Table 1
Formulas of candidate modeling indices for machine learning-based estimation."
| Modeling index | Full name | Formula | Reference |
|---|---|---|---|
| NDVI | Normalized Difference Vegetation Index | Wu et al. ( | |
| mSAVI | Modified Soil-Adjusted Vegetation Index | Xing et al. ( | |
| NDRE | Normalized Difference Red Edge | Wu et al. ( | |
| VI | Vegetation Index mND705 | Wu et al. ( | |
| MTCI | Medium-Resolution Imaging Spectrometer (MERIS) Terrestrial Chlorophyll Index | Ding et al. ( | |
| RVI | Ratio Vegetation Index | Yang et al. ( | |
| gNDVI | Green Normalized Difference Vegetation Index | Ding et al. ( | |
| DVI | Difference Vegetation Index | Yang et al. ( | |
| EVI | Enhanced Vegetation Index | Yang et al. ( | |
| ARVI | Atmospherically Resistant Vegetation Index | Yang et al. ( | |
| gCI | Green Chlorophyll Index | Zhang et al. ( |
Table 2
Pearson correlation coefficient (r) and collinearity of grassland above-ground biomass carbon (AGBC) and below-ground biomass carbon (BGBC) with modeling indices."
| Carbon storage | Modeling index | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| NDVI | mSAVI | NDRE | VI | MTCI | RVI | gNDVI | DVI | EVI | ARVI | gCI | |
| AGBC | 0.61** | 0.63**^ | 0.43** | 0.58**^ | 0.05 | 0.59** | 0.52**^ | 0.51**^ | 0.59**^ | 0.62** | 0.56** |
| BGBC | 0.58** | 0.57**^ | 0.54**^ | 0.56**^ | 0.26** | 0.58** | 0.55** | 0.54**^ | 0.52** | 0.56** | 0.60**^ |
Table 3
Statistical values for AGBC across five machine-learning models and five input variable combinations during the training-testing and validation phases."
| Input variable combination | Model | Training-testing phase | Validation phase | ||||||
|---|---|---|---|---|---|---|---|---|---|
| R2 | RMSE (g C/m2) | MAE (g C/m2) | MAPE (%) | R2 | RMSE (g C/m2) | MAE (g C/m2) | MAPE (%) | ||
| VI, EVI, DVI, gNDVI, and mSAVI | RF | 0.58 | 30.77 | 23.87 | 38.19 | 0.51 | 33.45 | 29.34 | 49.23 |
| SVM | 0.61 | 24.89 | 20.78 | 32.99 | 0.47 | 32.67 | 27.89 | 48.78 | |
| DT | 0.26 | 41.22 | 34.90 | 37.36 | 0.23 | 49.56 | 41.45 | 54.34 | |
| KNN | 0.57 | 28.40 | 22.31 | 24.46 | 0.43 | 35.23 | 28.45 | 41.78 | |
| BPNN | 0.53 | 24.49 | 20.67 | 50.38 | 0.38 | 31.56 | 27.78 | 66.23 | |
| VI, EVI, DVI, and gNDVI | RF | 0.56 | 31.39 | 22.91 | 36.83 | 0.49 | 34.23 | 28.67 | 47.92 |
| SVM | 0.61 | 24.87 | 20.78 | 33.03 | 0.45 | 31.89 | 27.34 | 49.67 | |
| DT | 0.49 | 39.85 | 33.32 | 44.91 | 0.28 | 47.78 | 40.23 | 61.45 | |
| KNN | 0.59 | 27.87 | 21.67 | 23.80 | 0.44 | 34.45 | 27.12 | 40.89 | |
| BPNN | 0.53 | 24.56 | 20.67 | 50.48 | 0.39 | 32.67 | 27.45 | 67.34 | |
| VI, EVI, and DVI | RF | 0.57 | 36.55 | 30.51 | 46.76 | 0.52 | 38.89 | 36.78 | 56.45 |
| SVM | 0.61 | 24.86 | 20.71 | 32.80 | 0.46 | 31.78 | 27.89 | 48.23 | |
| DT | 0.58 | 30.81 | 24.27 | 32.35 | 0.31 | 39.45 | 31.67 | 49.78 | |
| KNN | 0.59 | 27.98 | 22.08 | 24.12 | 0.45 | 34.56 | 28.23 | 41.45 | |
| BPNN | 0.53 | 25.83 | 22.41 | 58.04 | 0.37 | 33.67 | 29.34 | 73.23 | |
| VI and EVI | RF | 0.63 | 28.76 | 23.74 | 36.36 | 0.54 | 30.89 | 29.45 | 46.23 |
| SVM | 0.63 | 22.74 | 18.38 | 23.45 | 0.48 | 29.45 | 25.89 | 39.89 | |
| DT | 0.43 | 42.04 | 34.76 | 46.34 | 0.27 | 50.78 | 42.23 | 63.67 | |
| KNN | 0.62 | 22.74 | 19.74 | 32.69 | 0.46 | 28.92 | 26.67 | 48.56 | |
| BPNN | 0.56 | 24.97 | 22.45 | 57.37 | 0.36 | 32.45 | 29.89 | 72.45 | |
| VI and mSAVI | RF | 0.63 | 28.99 | 25.53 | 40.48 | 0.53 | 31.23 | 31.45 | 50.67 |
| SVM | 0.63 | 24.29 | 19.18 | 29.87 | 0.47 | 32.45 | 26.89 | 46.56 | |
| DT | 0.51 | 30.86 | 25.64 | 37.25 | 0.29 | 39.67 | 32.45 | 54.23 | |
| KNN | 0.57 | 30.07 | 24.69 | 31.32 | 0.44 | 37.23 | 31.56 | 47.89 | |
| BPNN | 0.54 | 24.28 | 20.76 | 51.09 | 0.38 | 31.89 | 28.45 | 68.78 | |
Fig. 2.
Mean values of training-testing and validation datasets for above-ground biomass carbon (AGBC). (a), coefficient of determination (R2); (b), root mean square error (RMSE); (c), mean absolute error (MAE); (d), mean absolute percentage error (MAPE). RF, random forest; SVM, support vector machine; DT, decision tree; KNN, k-nearest neighbors; BPNN, backpropagation neural network."
Table 4
Statistical values for BGBC across five machine-learning models and five input variable combinations during the training-testing and validation phases."
| Input variable combination | Model | Training-testing phase | Validation phase | ||||||
|---|---|---|---|---|---|---|---|---|---|
| R2 | RMSE (g C/m2) | MAE (g C/m2) | MAPE (%) | R2 | RMSE (g C/m2) | MAE (g C/m2) | MAPE (%) | ||
| DVI, NDRE, mSAVI, VI, and gCI | RF | 0.55 | 111.65 | 100.04 | 30.82 | 0.51 | 115.32 | 103.24 | 35.82 |
| SVM | 0.59 | 115.27 | 97.17 | 27.12 | 0.46 | 125.27 | 104.17 | 41.12 | |
| DT | 0.42 | 125.89 | 88.92 | 26.48 | 0.25 | 145.89 | 95.92 | 43.48 | |
| KNN | 0.42 | 131.97 | 102.05 | 27.87 | 0.32 | 141.97 | 109.05 | 42.87 | |
| BPNN | 0.57 | 112.21 | 93.46 | 45.98 | 0.42 | 122.21 | 99.46 | 59.98 | |
| DVI, NDRE, mSAVI, and VI | RF | 0.56 | 109.58 | 96.53 | 30.38 | 0.47 | 116.89 | 101.86 | 37.95 |
| SVM | 0.59 | 105.88 | 89.59 | 24.52 | 0.45 | 115.88 | 96.59 | 38.52 | |
| DT | 0.42 | 152.07 | 131.58 | 36.05 | 0.27 | 172.07 | 138.58 | 53.05 | |
| KNN | 0.44 | 129.04 | 97.94 | 26.45 | 0.34 | 139.04 | 104.94 | 41.45 | |
| BPNN | 0.57 | 112.19 | 93.27 | 45.62 | 0.41 | 122.19 | 100.27 | 59.62 | |
| DVI, NDRE, and mSAVI | RF | 0.59 | 129.99 | 105.78 | 28.82 | 0.54 | 133.45 | 108.92 | 34.67 |
| SVM | 0.62 | 109.80 | 89.82 | 24.38 | 0.51 | 119.80 | 96.82 | 38.38 | |
| DT | 0.58 | 123.22 | 96.21 | 23.05 | 0.41 | 143.22 | 103.21 | 40.05 | |
| KNN | 0.51 | 130.87 | 104.78 | 30.57 | 0.36 | 140.87 | 111.78 | 45.57 | |
| BPNN | 0.57 | 112.46 | 94.19 | 45.43 | 0.40 | 122.46 | 101.19 | 59.43 | |
| DVI and NDRE | RF | 0.56 | 132.23 | 107.24 | 30.07 | 0.50 | 136.78 | 110.89 | 36.45 |
| SVM | 0.58 | 111.65 | 99.12 | 28.66 | 0.46 | 121.65 | 106.12 | 42.66 | |
| DT | 0.49 | 148.46 | 112.81 | 28.55 | 0.30 | 168.46 | 119.81 | 45.55 | |
| KNN | 0.46 | 136.48 | 114.68 | 34.35 | 0.31 | 146.48 | 121.68 | 49.35 | |
| BPNN | 0.57 | 112.37 | 96.54 | 45.92 | 0.40 | 122.37 | 103.54 | 59.92 | |
| DVI and gCI | RF | 0.52 | 138.07 | 125.46 | 32.92 | 0.48 | 141.23 | 128.76 | 38.54 |
| SVM | 0.55 | 111.56 | 98.942 | 28.59 | 0.53 | 121.56 | 105.94 | 42.59 | |
| DT | 0.20 | 154.97 | 127.09 | 57.64 | 0.12 | 174.97 | 134.09 | 74.64 | |
| KNN | 0.44 | 138.31 | 115.57 | 35.36 | 0.29 | 148.31 | 122.57 | 50.36 | |
| BPNN | 0.56 | 113.03 | 96.48 | 45.76 | 0.39 | 123.03 | 103.48 | 59.76 | |
Fig. 4.
Scatter plot of observed and predicted AGBC for different input variable combinations. (a), the combination of Vegetation Index mND705 (VI), Enhanced Vegetation Index (EVI), Difference Vegetation Index (DVI), Green Normalized Difference Vegetation Index (gNDVI), and Modified Soil-Adjusted Vegetation Index (mSAVI); (b), the combination of VI, EVI, DVI, and gNDVI; (c), the combination of VI, EVI, and DVI; (d), the combination of VI and EVI; (e), the combination of VI and mSAVI."
Fig. 5.
Scatter plot of observed and predicted BGBC for different input variable combinations. (a), the combination of DVI, Normalized Difference Red Edge (NDRE), mSAVI, VI, and Green Chlorophyll Index (gCI); (b), the combination of DVI, NDRE, mSAVI, and VI; (c), the combination of DVI, NDRE, and mSAVI; (d), the combination of DVI and NDRE; (e), the combination of DVI and gCI."
Table 5
Mean carbon density, total carbon storage, and proportion of AGBC and BGBC across different grassland types in the Ordos Grassland."
| Grassland type | Area (×103 km2) | AGBC | BGBC | ||||
|---|---|---|---|---|---|---|---|
| Mean carbon density (g C/m2) | Total carbon storage (×105 Mg C) | Proportion (%) | Mean carbon density (g C/m2) | Total carbon storage (×105 Mg C) | Proportion (%) | ||
| Natural grasslands | 46.34 | 31.28 | 14.49 | 88.35 | 161.20 | 74.70 | 89.06 |
| Other grasslands | 4.99 | 35.09 | 1.75 | 10.67 | 169.06 | 8.43 | 10.05 |
| Artificial grasslands | 0.31 | 50.57 | 0.16 | 0.98 | 245.18 | 0.75 | 0.89 |
| Total | 51.64 | 116.94 | 16.40 | 100.00 | 575.44 | 83.88 | 100.00 |
Fig. 7.
Spatial-temporal distributions of annual and average AGBC and BGBC from 2019 to 2023. (a1), AGBC in 2019; (a2), AGBC in 2020; (a3), AGBC in 2021; (a4), AGBC in 2022; (a5), AGBC in 2023; (a6), average AGBC from 2019 to 2023; (b1), BGBC in 2019; (b2), BGBC in 2020; (b3), BGBC in 2021; (b4), BGBC in 2022; (b5), BGBC in 2023; (b6), average BGBC from 2019 to 2023."
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